Experience
Sharon Sargeant is a Compliance Consultant at Baker Regulatory Services.
Sharon has over 40 years’ experience in the finance industry. Following a lengthy career in banking at HSBC, Sharon joined Baker Regulatory Services in November 2021. Her in-depth compliance experience will further enhance the unrivalled expertise of our regulatory team.
Sharon’s experience covers local domestic personal banking, corporate and commercial banking, international banking and trusts. Having worked as the MLRO and Deputy MLCO for all HSBC Jersey entities for almost 10 years, she has extensive knowledge of AML and CFT requirements and a working knowledge of AML legislation not only in Jersey but also Guernsey, the Isle of Man, Hong Kong and the UK.
Sharon’s areas of expertise include:
- SAR Reporting
- Transaction Monitoring
- CDD / KYC
- Customer Screening
- Customer Risk Assessments and Reviews
- Business Risk Assessments
- Policies and procedures and adopting a risk based approach.
- Advice, guidance and mentoring.
- Training
Expertise
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Regulatory Legal