Our regulatory professionals deliver hands on, in depth practical experience in banking, trust and company services, fund services, investment business, law enforcement and with the regulator. We provide advice, assurance and training across all aspects of regulation and financial crime prevention.
Baker Regulatory has a team of seasoned practitioners with over 200 years’ of combined experience in banking, trust and company service providers, fund services, investment business, law enforcement, and the regulator.
With our hands on, in depth practical experience, we can assist with providing advice, assurance and training for all aspects of regulation and financial crime prevention.
We have a proven track record with:
Our AML 360° Assessment gives you timely feedback on your anti-money laundering, countering the financing of terrorism and countering proliferation financing (AML) culture and the effectiveness of your current practices. It also provides recommendations on how to protect your Board, colleagues and business from AML related risks.
Our consultants are equipped with a detailed understanding of rapidly evolving offshore regulations and best practice. We assist businesses to achieve compliance with financial regulation and minimise regulatory risks.
Our Governance & Board Effectiveness Assessment provides businesses with a detailed analysis of their effectiveness.
Our expert training team collectively has decades of experience working across the regulated finance services industry in client facing roles, as board directors, as well as in legal, risk, compliance and financial crime prevention roles.
Baker Regulatory can provide experienced practitioners supported up by an independent team of experts, to provide you with compliance, risk and AML advice, guidance, mentoring and resources when your business most needs it.
Your support, experience and guidance in helping us through being referred to enforcement was invaluable and contributed to a positive outcome, the Board have asked me to convey their appreciation.
