Why Baker Regulatory?

Baker Regulatory has a team of seasoned practitioners with over 200 years’ of combined experience in banking, trust and company service providers, fund services, investment business, law enforcement, and the regulator.

With our hands on, in depth practical experience, we can assist with providing advice, assurance and training for all aspects of regulation and financial crime prevention.

We have a proven track record with:

  • The recovery of assets for the victims of financial crime;
  • Successfully guiding businesses through regulatory sanction;
  • Providing practical interpretation of complex regulations;
  • Identifying and assessing vulnerabilities within a business and providing support to remediate and educate employees with bespoke training.

Your support, experience and guidance in helping us through being referred to enforcement was invaluable and contributed to a positive outcome, the Board have asked me to convey their appreciation.

Private client Financial Services Business