Experience
Zoe Dixon-Smith is a Compliance Consultant at Baker Regulatory Services.
Zoe is a senior Risk & Compliance practitioner with over 30 years’ experience in Offshore finance and a Fellow of the International Compliance Association. Experienced both locally and globally in risk, compliance and AML roles at international banks, privately owned trust and fund companies as well as listed PLCs and joined Baker Regulatory Services in February 2024.
Zoe spent three years at the JFSC as a regulatory supervisor and is an experienced executive director at regulated financial institutions, as well as acting as MLRO, MLCO and Compliance Officer for Service Providers, Funds and Managed Entities.
Zoe’s areas of expertise include:
- Regulatory investigations, examinations and remediation
- Corporate Governance and board reporting
- Management and structuring of effective risk & compliance functions
- Financial crime prevention
- SAR Reporting and liaison with the Authorities
- CDD / KYC
- Sanctions management
- Business Risk Assessment & mitigation
- Developing effective, practical controls, processes, policies and procedures
- Independent Client reviews
- Advice, guidance and mentoring
- Training
Expertise
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AML 360° Assessment -
Board Governance & Effectiveness Assessment -
Training