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Baker Regulatory highlights why wildlife and environmental crime is not just a conservation crisis
The Baker & Partners Team
regulatory-services
Baker Regulatory Services
We help financial services businesses and designated non-financial services businesses manage risk and achieve compliance. Get hands-on and in-depth support for financial crime legislation, financial services regulations, codes of practice, regulatory policy and industry best practice to effectively manage the array of risks faced by businesses and individuals in today’s challenging environment.
Our specialities
Resolve compliance, risk, financial crime, and corporate governance challenges by leveraging the team’s collective knowledge of evolving regulations and industry best practices.
We have a proven track record in:
- Providing practical interpretation of complex regulations.
- Developing policies and user-friendly procedures aligned with regulatory requirements.
- Identifying and assessing vulnerabilities within a business and providing support to remediate.
- Acting as trusted advisors, helping organisations navigate regulatory inspection, enforcement action and legal challenges.
- Delivering bespoke training programmes for senior management teams and employees to ensure a robust understanding of regulatory requirements and obligations.
- Offering emergency risk and compliance support as and when businesses require.
Your support, experience and guidance in helping us through being referred to enforcement was invaluable and contributed to a positive outcome, the board have asked me to convey their appreciation.
Sectors we work with
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Trust & Company Service Providers
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Funds & Fund Services Providers
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Estate Agents & Non-Financial Services Providers
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Banks
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Governments, Regulators & Organisations
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Investment Businesses
Latest
briefings
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The case for independent regulatory remediation and verification
The way an organisation responds to a regulatory crisis is often as important as the crisis itself. A thoughtful, transparent, and expertly led approa...
Barry Faudemer
briefings
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The Guernsey MONEYVAL Report: The conundrum of enforcement versus boosting the economy
Barry Faudemer,
Zoe Dixon-Smith
briefings
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Managing a Regulatory Crisis: All leave is cancelled
Imagine discovering as a newly appointed Non-Executive Director of a financial services business that a series of unfortunate events have snowballed a...
Barry Faudemer
news
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Alliance between Baker Regulatory Services and Sqope Intelligence
Barry Faudemer,
Zoe Dixon-Smith
Regulatory Services
AML 360° Assessment
Improve your organisation’s AML control framework.
Obtain a detailed view of your company’s strengths and weaknesses including any cultural barriers, as required by regulators, with best practice recommendations on how to protect your board, colleagues and business from AML related risks.
Compliance Consultancy and Support
Get to the heart of your regulatory and compliance pain points, with the advice, assurance, resources, and training you need to get you and your organisation where you need and want to be.
Governance & Board Effectiveness Assessment
Evaluate your board and governance structure and receive recommendations to ensure an effective board, robust governance framework, healthy culture throughout your organisation and ensure effective oversight of risk, compliance and financial crime matters.
Interim Compliance Support
Experienced practitioners available to support your business when you need it most.
Whether you need guidance through regulatory examinations, board support in times of crisis, one-off advice, or vacancies filled last minute, you can trust the Baker Regulatory Services team to provide interim compliance support in your time of need.
Training
Ensure your AML/CFT/CPF and regulatory training is interesting, impactful and on point with in-person training that engages participants and brings regulatory and financial crime prevention concepts to life while fulfilling your regulatory requirements.
Available globally. Always relevant.
Releasing Frozen Assets
Has your bank account been unexpectedly frozen by your bank and you're unable to access your funds?
Baker Regulatory Services can help navigate releasing your frozen assets.
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Barry Faudemer
Chief Executive, Baker Regulatory, Jersey
Barry Faudemer is the Chief Executive of Baker Regulatory Services.
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Zoe Dixon-Smith
Managing Director, Baker Regulatory, Jersey
Zoe Dixon-Smith is Managing Director at Baker Regulatory Services.
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Sharon Sargeant
Compliance Consultant. Baker Regulatory, Jersey
Sharon Sargeant is a Compliance Consultant at Baker Regulatory Services.
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Cyril Whelan
Advocate, Jersey
Cyril has been a Senior Consultant at Baker & Partners since 2007.
